Ambit Capital pays Rs 6 crore to settle insider trading case with Sebi
Sebi said the information of negative profit for the fourth quarter of FY2012-13 was price sensitive information.
Karvy khushi, Karvy gham: Sebi serves stern warning to stockbrokers at large
Karvy is one of the largest brokerage firms and mutual fund regi...
Karvy case: Bajaj Finance moves SAT against Sebi order
SAT reserved the matter for orders on Tuesday.
Sebi exempts family trusts linked to promoters of Somany Ceramics from open offer requirement
Under the transaction, Shreekant Somany will transfer 10.24% stake to Sanrakshith Family Trust.
Sebi: Debt ETFs/index funds to have a minimum of 8 issuers
Regulator announces norms. No single issuer to have more than 15% weight in the index.
Debt ETFs/index funds to have minimum of 8 issuers: Sebi
If a credit rating falls below the investment grade, rebalancing by Debt ETFs/index funds will be done within five working days.
SAT asks Sebi to look into Karvy's plea on power of attorney issue
Karvy had moved the SAT seeking relief to allow the firm to tender securities for settlement.
Sebi exempts family trust linked to promoters of SRF, Kama Holdings from open offer requirement
ABR Family Trust had sought exemption from the obligation of making open offer following the proposed acquisitions of shares and voting rights in the target companies -- Kama Holdings and SRF.
Sebi bans 3 individuals for fraudulently acting as portfolio managers
While Raghu Raj Puri and Deeksha Puri face a ban of two years each, Shivraj Puri has been barred for three years.
ICICI Securities settles with Sebi case of alleged violation of broker norms
While disposing of the case, Sebi said "the enforcement proceedings for the alleged default...are settled qua the applicant."
Sebi exempts govt from open offer to Canara Bank shareholders
In September, the finance ministry had decided to infuse Rs 6,571 crore in the lender.
Sebi may allow unlisted firms to sell debt securities on exchanges
Companies choose to list their debt to attract larger base of investors, especially MFs..
Brokers cannot misuse clients’ securities: Ajay Tyagi, Sebi chairman
Tyagi’s comments come in the wake of the regulator's recent crackdown on Karvy Stock Broking.
Sebi finds buyer for Sai Prasad Group firms' properties
The regulator has been auctioning properties of the group's companies and their directors for the past two years.
Sebi ban on Karvy: Why it may be a bad news for discount brokers
Karvy serves 70 million investors and provides investment advice to more than 600 firms.
Copyright © 2020 Bennett, Coleman & Co. Ltd. All rights reserved. For reprint rights: Times Syndication Service