Sebi bans Unicon Capital Services, officials
Market regulator Sebi today barred Unicon Capital Services and its officials for continuing merchant banking activities even after expiry of the license.
NSE expels Unicon Securities for violating exchange's rule
Besides, NSE barred various authorised persons of Unicon Securities and sub-broker...
Sebi reviewing rules for stock brokers; ‘code red’ to flag off misuse of client money
Sebi will also mandate brokers to send client fund, sec...
Unicon Securities owes bourses Over Rs 100 crore
The clients have lodged their claims with the exchange, which are supposed to collect money from brokers and disburse to the clients.
Default claims against Delhi broker Kassa Finvest raise to Rs 150 crore
Sebi had received investor claims of close to Rs 40 crore against Kassa till March, following which an order banning the broker from capital markets was issued.
Sebi bars Unicon Capital, directors from securities market
Apart from company, Sebi has restrained its directors -Gajendra Nagpal & Ram Mohan Gupta & its two key management personnel - Pawan Dhanuka & Pritam.
NSE asks investors to file claims against Unicon Securities
According to the bourse, the maximum compensation limit per investor if found due and payable out of the Investor Protection Fund is Rs 15 lakh.
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