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Ujjivan Financial Services Ltd.

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Ujjivan Financial Services Disclosures under Reg. 29(2) of SEBI (SAST) Regulations, 2011

| Announcement

The Exchange has received the disclosure under Regulation 29(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 for CX Partners Fund 1 Ltd

On Tuesday, companies such as Avanti Feeds, Bajaj Electricals, Bharti Airtel, will release their quarterly numbers.

Ujjivan Financial Services Announcement under Regulation 30 (LODR)-Change in Directorate

| Announcement

Appointment of Mr. Samit Ghosh as Non-Executive Director (Additional Director) w.e.f. April 01, 2020

Ujjivan Financial Services Results For The Quarter And Nine Months Ended December 31, 2019

| Announcement

Results for the quarter and nine months ended December 31, 2019

Dr Lal Pathlabs, Bayer Cropscience and Tata Chemicals are some of the companies which will report their December quarter earnings today.​​

ONGC, IOC and other oil PSUs will invest over Rs 98,521 crore in the coming fiscal starting April 1.

Analysts said the market trend turned weak and any recovery in the short-term could be sold into.

Ujjivan Financial Services Announcement under Regulation 30 (LODR)-Allotment of ESOP / ESPS

| Announcement

Allotment of 19,859 equity shares against exercise of vested Employee Stock Options.

The analyst suggested a stoploss at Rs 340 .

Ujjivan Financial Services Board Meeting Intimation for Intimation Of Board Meeting Scheduled On February 03, 2020

| Announcement

Ujjivan Financial Services Ltdhas informed BSE that the meeting of the Board of Directors of the Company is scheduled on 03/02/2020 ,inter alia, to consider and approve To discuss and approve, inter alia, the unaudited financial results (standalone and consolidated) of the Company for the quarter ended December 31, 2019

Ujjivan Financial Services Statement Of Investor Complaints For The Quarter Ended December 2019

| Announcement

<table border=1><tr bgcolor=#d6d6d6><th class=TTRow-left> No.of Investor complaints pending at the beginning of the quarter </th><th class=TTRow> No.of Investor complaints received during the quarter</th><th class=TTRow> No.of Investor complaints disposed of during the quarter </th><th class=TTRow> No.of Investor complaints unresolved at the end of the quarter </th></tr><tr><td class=TTRow>0</td><td class=TTRow>10</td><td class=TTRow>10</td><td class=TTRow>0</td></tr></table><table border=1><tr><td > <span style=font-weight:bold>Name of the Signatory </span> </td><td> :- </td><td>Sanjeev Barnwal</td></tr><tr><td ><span style=font-weight:bold>Designation </span></td><td> :- </td><td>Company Secretary and Compliance Officer</td></tr></table>

Ujjivan Financial Services Closure of Trading Window

| Announcement

The trading window for dealing in the shares of the Company and its subsidiary Ujjivan Small Finance Bank Limited by its designated persons is being closed from January 01, 2020. The trading window will open 48 hours after the announcement / declaration of the financial results of the Company for the quarter ended December 31, 2019

The analyst suggested a stop loss at Rs 330.

Ujjivan Financial Services Announcement under Regulation 30 (LODR)-Allotment of ESOP / ESPS

| Announcement

Allotment of 67,075 Equity Shares of Rs. 10/- each towards the exercise of vested stock options under the ESOP Schemes.

Ujjivan Financial Services Filing Of The Red Herring Prospectus Dated November 22, 2019 Of Our Subsidiary Ujjivan Small Finance Bank Limited In Con...

| Announcement

Filing of the red herring prospectus dated November 22, 2019 of our subsidiary Ujjivan Small Finance Bank Limited in connection with its proposed initial public offering of equity shares and announcement of Issue period, price band and discount to Eligible UFSL Shareholders

Buy Ujjivan Financial Services Ltd. at a price target of Rs 312.0 and a stoploss at Rs 300 from entry point.

Ujjivan Financial Services Completion Of Issue And Allotment Of Equity Shares By Way Of Preferential Issue On Private Placement Basis (Pre-IPO) By ...

| Announcement

Completion of issue and allotment of equity shares by way of preferential issue on private placement basis (Pre-IPO) by our subsidiary Ujjivan Small Finance Bank Limited

Ujjivan Financial Services Disclosure Of Related Party Transactions

| Announcement

Related party transactions on a consolidated basis for the half year ended September 30, 2019 pursuant to Regulation 23(9) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

Ujjivan Financial Services Clarification To Media Articles

| Announcement

Clarification to Media articles titled RBI Red Flags Ujjivan Small Finance Banks Processes & Systems released by Moneylife on October 26, 2019 and RBI Flags Shortcomings at Ujjivan Small Finance Bank in the Economic Times (Mumbai edition) on October 28, 2019, related to our wholly owned subsidiary, Ujjivan Small Finance Bank Limited (herein after referred to as USFB).

Ujjivan Financial Services Announcement under Regulation 30 (LODR)-Allotment of ESOP / ESPS

| Announcement

Allotment of 29,794 Equity Shares of Rs. 10/- each towards the exercise of vested stock options.

Ujjivan will complete three years of operations on January 31, 2020.

Ujjivan Financial Services Announcement under Regulation 30 (LODR)-Earnings Call Transcript

| Announcement

Q2-FY 2019-20 - Earnings Call Transcript

Sun TV is a 'Buy' call with a target price of Rs 550 and a stop loss of Rs 515.

Total income increased 55 per cent to Rs 710 crore in the quarter under review.

Ujjivan Financial Services Financial Results For The Quarter And Half Year Ended September 30, 2019

| Announcement

Financial Results for the quarter and half year ended September 30, 2019

Ujjivan Financial Services Compliances-Certificate under Reg. 74 (5) of SEBI (DP) Regulations, 2018

| Announcement

Certificate under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018 for the Quarter ended September 30, 2019

Ujjivan Financial Services Compliance Certificate Under Regulation 7(3) For The Half Year Ended September 30, 2019

| Announcement

Compliance Certificate under Regulation 7(3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 for the half year ended September 30, 2019

Ujjivan Financial Services Certificate Under Regulation 40(9) Of SEBI (LODR) Regulations, 2015 For The Half Year Ended On September 30, 2019

| Announcement

Certificate under Regulation 40(9) of SEBI (LODR) Regulations, 2015 for the half year ended on September 30, 2019

Ujjivan Financial Services Statement Of Investor Complaints For The Quarter Ended September 2019 (Revised)

| Announcement

<table border=1><tr bgcolor=#d6d6d6><th class=TTRow-left> No.of Investor complaints pending at the beginning of the quarter </th><th class=TTRow> No.of Investor complaints received during the quarter</th><th class=TTRow> No.of Investor complaints disposed of during the quarter </th><th class=TTRow> No.of Investor complaints unresolved at the end of the quarter </th></tr><tr><td class=TTRow>0</td><td class=TTRow>26</td><td class=TTRow>26</td><td class=TTRow>0</td></tr></table><table border=1><tr><td > <span style=font-weight:bold>Name of the Signatory </span> </td><td> :- </td><td>Sanjeev Barnwal</td></tr><tr><td ><span style=font-weight:bold>Designation </span></td><td> :- </td><td>Company Secretary and Compliance Officer</td></tr></table>

Ujjivan Financial Services Statement Of Investor Complaints For The Quarter Ended September 2019

| Announcement

<table border=1><tr bgcolor=#d6d6d6><th class=TTRow-left> No.of Investor complaints pending at the beginning of the quarter </th><th class=TTRow> No.of Investor complaints received during the quarter</th><th class=TTRow> No.of Investor complaints disposed of during the quarter </th><th class=TTRow> No.of Investor complaints unresolved at the end of the quarter </th></tr><tr><td class=TTRow>0</td><td class=TTRow>26</td><td class=TTRow>26</td><td class=TTRow>0</td></tr></table><table border=1><tr><td > <span style=font-weight:bold>Name of the Signatory </span> </td><td> :- </td><td>Sanjeev Barnwal</td></tr><tr><td ><span style=font-weight:bold>Designation </span></td><td> :- </td><td>Company Secretary and Compliance Officer</td></tr></table>

Ujjivan Financial Services Announcement under Regulation 30 (LODR)-Analyst / Investor Meet - Intimation

| Announcement

Investor conference call on Monday, October 21, 2019 at 05:00 PM IST to discuss with investors/analysts regarding our business and financial performances for the quarter ended September 30, 2019.

Ujjivan Financial Services Board Meeting Intimation for To Discuss And Approve, Inter Alia, The Unaudited Financial Results (Standalone And Consoli...

| Announcement

Ujjivan Financial Services Ltdhas informed BSE that the meeting of the Board of Directors of the Company is scheduled on 21/10/2019 ,inter alia, to consider and approve inter alia, the unaudited financial results (standalone and consolidated) of the Company for the quarter and half year ended September 30, 2019. The trading window for dealing in the shares of the Company by its designated persons has already been closed from October 01, 2019 and will open 48 hours after the announcement / declaration of the aforesaid financial results on October 21, 2019.

Ujjivan Financial Services Format of Initial Disclosure to be made by an entity identified as a Large Corporate

| Announcement

<b>Format of Initial Disclosure to be made by an entity identified as a Large Corporate.</b><br/><br/> <table border=1px><tr> <td><b>Sr. No.</b></td> <td><b>Particulars</b></td> <td><b>Details</b></td> </tr> <tr><td>1</td><td>Name of Compay</td><td>Ujjivan Financial Services Ltd</td></tr> <tr><td>2</td><td>CIN</td><td>L65999KA2004PLC035329</td></tr> <tr><td>3</td> <td>Outstanding borrowing of company as on 31st March / 31st December, as applicable (in Rs cr)</td> <td>0.00</td></tr> <tr><td>4</td><td>Highest Credit Rating during the previous FY </td><td>nil</td></tr> <tr><td>4a</td><td>Name of the Credit Rating Agency issuing the Credit Rating mentioned in (4)</td><td>Not Applicable</td></tr> <tr><td>5</td><td>Name of Stock Exchange# in which the fine shall be paid, in case of shortfall in the required borrowing under the framework</td><td>BSE</td></tr> </table> <br/><br/> <div> <div style=float:left;> We confirm that we are a Large Corporate as per the applicability criteria given under the SEBI circular SEBI/HO/DDHS/CIR/P/2018/144 dated November 26, 2018. No</div> <br/><br/><br/> <div style=float:left;> Name of the Company Secretary: SanjeevBarnwal <br/> Designation: CompanySecretaryandComplianceOfficer <br/> EmailId: sanjeev.barnwal@ujjivanfin.com</div> <div style=float:left;margin-left:50px;> Name of the Chief Financial Officer: BarunAgarwal <br/> Designation: ChiefFinancialOfficer <br/> EmailId: barun.agarwal@ujjivanfin.com</div> </div> <div> <br/> Date: 11/10/2019<br/><br/> <b>Note:<b> In terms para of 3.2(ii) of the circular, beginning F.Y 2022, in the event of shortfall in the mandatory borrowing through debt securities, a fine of 0.2% of the shortfall shall be levied by Stock Exchanges at the end of the two-year block period. Therefore, an entity identified as LC shall provide, in its initial disclosure for a financial year, the name of Stock Exchange to which it would pay the fine in case of shortfall in the mandatory borrowing through debt markets. </div>

Ujjivan Financial Services Shareholding for the Period Ended September 30, 2019

| Announcement

Ujjivan Financial Services Ltd has submitted to BSE the Shareholding Pattern for the Period Ended September 30, 2019. For more details, kindly <a href="http://www.bseindia.com/corporates/shpSecurities.aspx?scripcd=539874&qtrid=103.00">Click here</a>

Ujjivan Financial Services Disclosures under Reg. 29(2) of SEBI (SAST) Regulations, 2011

| Announcement

The Exchange has received the disclosure under Regulation 29(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 for Sundaram Asset Management Company Ltd

Ujjivan Financial Services Closure of Trading Window

| Announcement

The trading window for dealing in the shares of the Company by its designated persons is being closed from October 01, 2019. The trading window will open 48 hours after the announcement / declaration of the financial results of the Company for the quarter and half year ended September 30, 2019.

Ujjivan Financial Services Announcement under Regulation 30 (LODR)-Allotment of ESOP / ESPS

| Announcement

Allotment of 62,243 equity shares towards the exercise of vested stock options under various ESOP Schemes of the Company.

Raymond is a 'Sell' call with a target price of Rs 555 and a stop loss of Rs 573.

Sell Ujjivan Financial Services Ltd. at a price target of Rs 245.0 and a stoploss at Rs 266 from entry point.

Buy Ujjivan Financial Services Ltd. at a price target of Rs 300.0 and a stoploss at Rs 250 from entry point.

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